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MainSky Asset Management AG
Reuterweg 49
D-60323 Frankfurt am Main

Fon: +49 69 - 150 49 680-0
Fax: +49 69 - 150 49 680-29
Mail: info@mainsky.de

Imprint

MainSky Asset Management AG
Reuterweg 49
D-60323 Frankfurt am Main

Fon: +49 69 - 150 49 680-0
Fax: +49 69 - 150 49 680-29
Mail: info@mainsky.de

Management:
Dr. Eckhard Schulte (CEO),
Jürgen Ganßleben (COO)

Chairman of the Supervisory Board:
Dr. Rosenstock
Frankfurt am Main District Court

Responsible for journalistic and editorial contents (according to § 55 Abs. 2 RStV):
Dr. Eckhard Schulte

HRB 57576
Tax number: 045 232 43306
VAT ID no.: DE22179755

Supervisory authority:

MainSky Asset Management AG is a financial services institution within the meaning of §1 Para. 1a KWG and is licensed by the Federal Financial Supervisory Authority (BaFin) to provide financial services in the form of investment brokerage (§1 Para. 1a KWG). 1a Sentence 2 No. 1 KWG), investment advice (§1 Paragraph 1a Sentence 2 No. 1a KWG), acquisition brokerage (§1 Paragraph 1a Sentence 2 No. 2 KWG) and financial portfolio management (§1 Paragraph 1a Sentence 2 No. 3 KWG) and is subject to the supervision of BaFin in this respect.

Federal Financial Supervisory Authority
Graurheindorfer Str. 108, 53117 Bonn, Germany
Marie-Curie-Str. 24-28, 60439 Frankfurt am Main, Germany

 

 

Other legal information

General legal information:

MainSky Asset Management AG and/or its suppliers make no representations about the suitability of the information contained in the documents and related graphics on this server for any particular purpose. All documents and related graphics are provided "as is" and without warranty of any kind. MainSky Asset Management AG and/or its suppliers hereby disclaim all warranties and conditions with respect to this information, including all implied warranties and conditions of merchantability, fitness for a particular purpose and non-infringement. In no event will MainSky Asset Management AG and/or its suppliers be liable for any special, indirect, consequential or other damages resulting from loss of use, data or profits - whether in an action of contract, negligence or other tortious action - and arising out of or in connection with the use of information available on this server. The documents and related graphics published on this server may contain technical inaccuracies and typographical errors. Changes are made periodically to the information. MainSky Asset Management AG and/or its suppliers reserve the right to make improvements and/or changes to the products and/or programs described here at any time.

All rights not expressly granted herein are reserved.

Disclosure according to the Remuneration Ordinance of Institutions
(Institutsvergütungsverordnung - InstitutsVergV)

The Ordinance on the Remuneration of Institutions contains minimum supervisory requirements for the remuneration systems of financial services institutions, which are intended to prevent harmful incentives to incur disproportionately high risks. These are therefore regulations to ensure financial market stability.

MainSky Asset Management AG is obliged to have an appropriate remuneration system. The company is thus subject to the general requirements of the Institute Remuneration Ordinance. The special requirements for the internal remuneration system according to §§ 5, 6 and 8 of the Institute Remuneration Ordinance are not applicable, as MainSky Asset Management AG is a small institution due to its size, the balance sheet total and the type of business activity.

The remuneration systems are geared to achieving the company's goals. The company's business model requires that all members of the Management Board and employees think and act in the long term in the interests of the customer and thus also in their own interest. The appropriateness of the remuneration systems is reviewed annually and adjusted if necessary. The structure of the remuneration systems is in line with the corporate strategy and target figures.

The employees of MainSky Asset Management AG receive a fixed basic remuneration in line with the market and function; in addition, some of the employees receive a target and performance-oriented variable remuneration. Guaranteed variable remuneration and contractually fixed compensation claims are not provided for in the context of employment contracts. The installed remuneration system means that employees are not significantly dependent on variable remuneration.

In addition, a sales employee hired as of January 1, 2018 receives a performance-related variable remuneration. If sales are successful, the variable component could significantly exceed the fixed component. This regulation is both customary in the industry and compatible with the business objectives of MainSky Asset Management AG. This does not constitute an incentive to take additional risks.

The Supervisory Board is responsible for the remuneration system of the Management Board. The remuneration received by the Management Board for its work at MainSky Asset Management AG is specified in the employment contract. The remuneration of the Management Board consists of a fixed remuneration and an additional annual bonus. The amount of the bonus depends on the annual result from the normal business activities of MainSky Asset Management AG. The installed remuneration system means that the members of the Management Board are not significantly dependent on variable remuneration.

In the area of control units, the remuneration system does not provide any incentives that would run counter to the monitoring function of this unit; in these areas, remuneration is predominantly fixed.

As of December 31, 2017, the staff of MainSky Asset Management AG consisted of two members of the Management Board and four permanent employees. Personnel expenses (salaries, remuneration of the Management Board and social security contributions and expenses for pensions) amounted to EUR 754,427 in the 2017 financial year, including EUR 87,896 in variable remuneration for five beneficiaries. With this 11.7% ratio of variable remuneration components, employees are not significantly dependent on variable remuneration.

Conciliation Body / Notice pursuant to Section 36 VSBG

We are a member of the Verband unabhängiger Vermögensverwalter Deutschland e.V. (Association of Independent Asset Managers Germany) and are obliged by its statutes to participate in dispute settlement proceedings of the VuV-Ombudsstelle.

The arbitration board of the Association of Independent Asset Managers Germany e.V. is responsible for property disputes arising from financial service contracts. (VuV) is responsible:

VuV Ombudstelle
Stresemannallee 30
60596 Frankfurt am Main, Germany
http://vuv-ombudsstelle.de/

Data Protection Statement

 

Data Protection Information of MainSky Asset Management AG

Your rights under Art. 12ff. DSGVO

You should know which data we collect, process and use about you and for what purpose. This is your good right and corresponds to the requirements of the EU-DSGVO of 27.04.2016, valid from 25.05.2018, as well as the Federal Data Protection Act (BDSG-2018). Therefore we give you here an overview of the personal data stored by you as well as of the data protection organisation of MainSky Asset Management AG. This enables you to exercise your "basic right to informational self-determination".

Contact

Responsible body

MainSky Asset Management AG
Reuterweg 49, 60323 Frankfurt/Main, Germany
Phone: +49 69-15049680-0, Fax: +49 69-15049680-29
www.mainsky.de info@mainsky.de


Data Protection Coordinator:
A data protection officer has not been appointed because the legal requirements for this have not been met.

Daniel Gomes Duarte
MainSky Asset Management AG
Reuterweg 49, 60323 Frankfurt/Main, Germany
Phone: 069-15049680-0
datenschutz@mainsky.de

Competent supervisory authority regarding data protection

The Hessian Commissioner for Data Protection and Freedom of Information
PO Box 3163, 65021 Wiesbaden, Germany
Gustav Stresemann ring 1, 65189 Wiesbaden, Germany
Phone: 0611-1408-0, Fax: 0611-1408-900
www.datenschutz.hessen.de
Poststelle@datenschutz.hessen.de

Section A: General Statements

1. Data Origin and Categories

MainSky Asset Management AG receives personal data from clients and other business partners in the course of initiating and fulfilling contracts. As part of our management activities, we also receive data on the custodian banks you have selected. Furthermore, we process personal data from publicly accessible sources, e.g. telephone directories, Internet.

Possible Data Categories

  1. Name/Contact details
  2. Identity card details
  3. Bank details
  4. Creditworthiness data
  5. Assets data
  6. Job data
  7. Invoice details
  8. Payment details
  9. Tax data 
  10. Curriculum vitae
  11. Qualification data
  12. Insurance details
  13. Marital status and situation
  14. Interests/Preferences/Special circumstances of life
  15. Plans and goals for your personal and professional future
  16. Company contact details

2. Processing Purposes

We process your personal data in accordance with the EU-DSGVO for a specific purpose and limited to the necessary extent.

Conceivable Processing Purposes

  1. Contract initiation and conclusion
  2. General performance of contract
  3. Master data maintenance
  4. Creation of an investment strategy
  5. Development of a suitability concept
  6. Order settlement
  7. Payment transactions on behalf of customers
  8. Order processing
  9. Telephone recording
  10. Completion of electronic communication
  11. Strengthening customer loyalty
  12. Sending a newsletter
  13. Accounting/collection
  14. Crime prevention
  15. Compliance with overriding legal requirements, in particular those for financial services institutions (e.g. KWG, WpHG, various EU regulations and directives)
  16. Safeguarding legal claims

3. The Legal Basis of the Processing

Due to the conditions of the EU-DSGVO the processing of personal data by MainSky Asset Management AG is legal.

Accepted legal bases

  1. Acquiescence
  2. Contract initiation
  3. Contract, contract-like relationship of trust
  4. Legal obligation, overarching legislation, public interest
  5. Balancing of interests

4. Recipient of Data

The employees of MainSky Asset Management AG process the corresponding personal data to fulfill the contractual and legal obligations. This happens within the employment relationship - the data does not leave our catchment area. In addition, positions outside MainSky Asset Management AG (third parties) receive personal data on the basis of a defined legal basis. These bodies only receive the data they need for the respective task.

Possible Data Receivers

  1. Public authorities (BaFin, Bundesbank, tax authorities, etc.)
  2. Custodian bank/account managing institution, financial services institution, comparable institutions and contract processors
  3. External accounting
  4. Shipping providers
  5. Further, contractually bound vicarious agents
  6. Other bodies for which you have given us your consent to the transfer of data.

5. Transfer to Third Countries

Data is only transferred to countries outside the EU or the EEA (so-called third countries) if this is necessary for the execution of your orders (e.g. payment or securities orders), if it is required by law (e.g. tax reporting obligations) or if you have given us your consent. If service providers are used in third parties, they are obliged to comply with the data protection level in Europe in addition to instructions in writing by agreeing the EU standard contract clauses.

6. Deletion Periods

We process (and store) your personal data in order to fulfil our contractual and legal obligations or for the purpose for which you provide us with the data. As soon as the processing purpose ceases to apply, these data are regularly deleted, unless their temporary further processing is necessary for the following purposes.

  • Compliance with commercial and tax retention periods: These include the German Commercial Code (HGB), the German Fiscal Code (AO), the German Banking Act (KWG), the German Money Laundering Act (GwG) and the German Securities Trading Act (WpHG). The periods for storage and documentation specified there range from two to ten years.
  • Preservation of evidence under the statute of limitations. According to §§ 195ff of the German Civil Code (BGB), these limitation periods can be up to 30 years, whereby the regular limitation period is three years.

7. Your Rights under the Basic EU Data Protection Regulation

  1. (Pre-)Information: You are reading this right now.
  2. Information: Upon request, we will send you a compilation of your personal data stored by us.
  3. Correction: You have a right that we immediately correct incorrectly recorded data.
  4. Deletion: We delete your data as soon as their processing is no longer necessary. However, there are exceptions, see the following paragraph.
  5. Restriction of processing: Your data will no longer be used by us if the purpose of processing no longer applies, but we are not yet allowed to delete it due to overriding legal provisions.
  6. Data transferability: Upon request, you will receive your data in a suitable form for transfer to a third party.
  7. Revocation: If you have given us your consent to process your personal data for certain processing purposes, you can revoke this at any time without giving any reasons. 
  8. Objection: If data processing is in the public interest or was justified on the basis of a balance of interests ("overriding legitimate interest"), you can object to the processing of your personal data for contractual purposes.
  9. Complaint: If you believe that the processing of your personal data by MainSky Asset Management AG is illegal, you have the right to complain to the supervisory authority of your place of residence.

8. Are there any Obligations to Provide and Process Data?

In particular, we are obliged under the provisions of money laundering law to identify you before establishing the business relationship, for example, on the basis of your identity card and to collect and record your name, place of birth, date of birth, nationality and address. In order for us to comply with this legal obligation, you must provide us with the necessary information and documents in accordance with the Money Laundering Act and notify us immediately of any changes arising in the course of the business relationship. As a financial services institution subject to the supervision of the Federal Financial Supervisory Authority, we are legally obliged to process certain data in the provision of financial services (e.g. financial portfolio management, investment advice, investment and acquisition brokerage).

As part of our business relationship, you must therefore provide the personal data required for the establishment and implementation of a business relationship and the fulfilment of the associated contractual obligations or which we are legally obliged to collect. Without these data we will usually have to refuse the conclusion of the contract or the execution of the order or we will no longer be able to execute an existing contract and may have to terminate it. If you do not provide us with the necessary information and documents, we may not establish or continue the business relationship you have requested.

9. Is there Automatic Decision Making (including Profiling)?

In principle, we do not use fully automated decision making in accordance with Article 22 DSVO for the establishment and implementation of the business relationship. Should we use these procedures in individual cases, we will inform you separately, insofar as this is required by law.

10. Electronic Communication

If you send us a message by e-mail, the processing is usually required as a pre-contractual or contractual measure. Furthermore, for the purpose of contacting us, you give us your voluntary consent to the processing of your required personal data. For this purpose, a valid e-mail address is required, which serves to assign your inquiry and answer it. The information you provide will be stored for the purpose of processing your inquiry and for possible follow-up questions.

11. Consequences of Revocation of Consent and Objection

If you revoke a necessary and already given consent, we will no longer process your personal data. If you object to data processing in the public interest or on the basis of a balance of interests, we will no longer process your personal data, unless we can prove compelling reasons for processing that outweigh your interests, rights and freedoms or the processing serves to assert, exercise or defend legal claims.

If you object to the processing for direct advertising purposes, we will no longer process your personal data for these purposes.

Section B: Website-Relevant Information

1. Capturing General Information when you visit our Website

When you view our website, general information is automatically collected by means of a cookie. This information (log files or server log files) describes the type of web browser, the operating system used, the domain name of your Internet service provider and the like. This data is collected by the Internet service that hosts our website. They are technically necessary to display the contents of the website correctly and are always collected when you are on the Internet. They are processed in particular for the following purposes:

  1. Ensuring a trouble-free connection of the website.
  2. Ensuring a smooth use of our website.
  3. Evaluation of system security and stability.

According to the Internet host, the log file data is anonymized after 7 days and stored for a maximum of 8 weeks. Anonymous information of this kind can also be statistically evaluated by us in order to optimize our Internet presence and the technology behind it.

Due to our legitimate interest, this processing of your personal data is permitted. We do not use your data to draw conclusions about you personally. The recipients of the data are only MainSky Asset Management AG as the responsible body and the Internet host.

2. Use of Website Analysis Services

The tracking measures listed below and used by us are carried out on the basis of Art. 6 para. 1 sentence 1 f DSGVO (legitimate interest). With the tracking measures used, we want to ensure that our website is designed to meet requirements and is continually optimised. On the other hand, we use the tracking measures to statistically record the use of our website and to evaluate it for the purpose of optimising our offer. These interests are to be regarded as legitimate within the meaning of the aforementioned provision. The respective data processing purposes and data categories can be found in the corresponding tracking tools.

Google Analytics

For the purpose of demand-oriented design and continuous optimization of our pages, we use Google Analytics, a web analysis service provided by Google Inc. (https://www.google.de/intl/de/about/), 1600 Amphitheatre Parkway, Mountain View, CA 94043, USA; hereinafter "Google"). In this context, pseudonymised user profiles are created and cookies (see point 1) are used. The information generated by the cookie about your use of this website such as

  • Browser type/version,
  • Operating system used,
  • Referrer URL (the previously visited page),
  • Host name of the accessing computer (IP address),
  • Time of the server request,

are transferred to a Google server in the USA and stored there. The information is used to evaluate the use of the website, to compile reports on the website activities and to provide further services associated with the use of the website and the Internet for the purposes of market research and demand-oriented design of these Internet pages. This information may also be transferred to third parties if this is required by law or if third parties process this data on behalf of the company. Under no circumstances will your IP address be merged with other data from Google. The IP addresses are anonymized so that an assignment is not possible (IP masking). You may refuse the use of cookies by selecting the appropriate settings on your browser, however please note that if you do this you may not be able to use the full functionality of this website. You can also prevent the collection of data generated by the cookie and related to your use of the website (including your IP address) and the processing of this data by Google by downloading and installing a browser add-on (https://tools.google.com/dlpage/gaoptout?hl=en). As an alternative to the browser add-on, especially for browsers on mobile devices, you can also prevent Google Analytics from collecting data by clicking on this link. An opt-out cookie is set to prevent future collection of your data when you visit this website. The opt-out cookie is only valid in this browser and only for our website and is stored on your device. If you delete the cookies in this browser, you must set the opt-out cookie again.

Further information on data protection in connection with Google Analytics can be found in the Google Analytics Help (https://support.google.com/analytics/answer/6004245?hl=en).

Google +1

Our pages use functions of Google +1. 1600 Amphitheatre Parkway Mountain View, CA 94043, USA. Collection and disclosure of information: Use the Google +1 button to publish information worldwide. The Google +1 button provides you and other users with personalized content from Google and our partners. Google stores both the information that you have given +1 for a content and information about the page that you viewed when you clicked +1. Your +1 can appear in Google services, such as search results or your Google profile, or elsewhere on websites and ads, along with your profile name and photo. Google records information about your +1 activity to improve Google services for you and others. To use the Google +1 button, you need a public Google profile that is visible worldwide and must contain at least the name chosen for the profile. This name is used in all Google services. In some cases, this name may also replace another name you used when sharing content through your Google Account. The identity of your Google profile may be displayed to users who know your email address or have other identifying information about you.

Use of Information Collected: In addition to the uses described above, the information you provide will be used in accordance with the applicable Google Privacy Policy. Google may publish aggregated statistics about users' +1 activity or share them with users and partners, such as publishers, advertisers or related websites.

3. Device Width Detection

This website is programmed in HTML5 and offers you the advantage of a responsive design. Using the computer language used, we have created several pages of the same content, allowing you to view our offer on different devices (desktop computer, tablet, smartphone). Cookies are not used for device width detection! Your device only transfers technical data and browser information, from which the programming derives a percentage for the display. This information is not linked and stored with personal information, but is queried anew with each visit. Your device is not recognized.

4. SSL Encryption

To protect the security of your data during transmission, we use state-of-the-art encryption methods (e.g. SSL) via HTTPS. This also protects the data described in point 1 of this section.

5. Newsletter

If you have consented, we will regularly send you our newsletter or comparable information to the e-mail address that you give us for this purpose. Subscribers may also be notified by e-mail of circumstances relevant to the service or registration (e.g. changes to the newsletter offer or technical circumstances).

For an effective registration we need a valid e-mail address. In order to verify that you are actually registering, we use a double opt-in procedure. For this we log the order of the newsletter, the dispatch of our confirmation mail your answer to it. We do not collect any further data. The data will be used exclusively for sending the newsletter and will not be passed on to third parties.

You can revoke your consent to receive the newsletter at any time. In each newsletter you will find a corresponding link. You can also contact us at the end of this data protection notice.

6. Electronic Communication

Send us a message using the contact form and give us your voluntary consent to the processing of your personal data for the purpose of contacting us. For this purpose, a valid e-mail address is required, which serves to assign your inquiry and answer it. The information you provide will be stored for the purpose of processing your inquiry and for possible follow-up questions.

7. Using Adobe Typekit

We use Adobe Typekit for the visual design of our website. Typekit is a service of Adobe Systems Software Ireland Ltd. which gives us access to a font library. To view the fonts we use, your browser must connect to an Adobe server in the United States and download the font required for our website. Adobe receives the information that our website has been accessed from your IP address. For more information about Adobe Typekit, please see Adobe's privacy policy, which you can access here: www.adobe.com/privacy/typekit.html

8. Use of Google Maps

This website uses Google Maps API to display geographical information visually. When using Google Maps, Google also collects, processes and uses data about the use of map functions by visitors. You can find more information about Google's data processing in the Google Privacy Policy. There you can also change your personal data protection settings in the Data Protection Center. Detailed instructions for managing your own data in connection with Google products can be found here.

9. Embedded YouTube videos

We embed YouTube videos on some of our websites. YouTube, LLC, 901 Cherry Ave., San Bruno, CA 94066, USA is the operator of the corresponding plug-ins. When you visit a page with the YouTube plug-in, a connection to YouTube servers is established. YouTube is informed which pages you visit. If you are logged into your YouTube account, YouTube can associate your surfing behavior with you personally. You can prevent this by logging out of your YouTube account beforehand.

When a YouTube video is started, the provider uses cookies that collect information about user behavior. If you want to prevent this, you must block the saving of cookies in your browser.

Further information on data protection at "YouTube" can be found in the provider's data protection declaration at: https://www.google.de/intl/de/policies/privacy/

10. Validity of this Data Protection Declaration

Our data protection declaration should always comply with current legal requirements and reflect changes in our services, e.g. when introducing new services. The latest data protection declaration therefore applies to your next visit.

Status of the data protection declaration: May 24, 2018

11. Questions about Data Protection

If you have any questions regarding data protection regarding MainSky Asset Management AG, our data protection coordinator can help you:

MainSky Asset Management AG
Data Protection Coordinator
Reuterweg 49
60323 Frankfurt am Main, Germany
Tel: 069-15049680-0, Fax -29
Email: datenschutz@mainsky.de

The competent supervisory authority depends on your state of residence, your work or a suspected data protection violation. A list of supervisory authorities (for the non-public sector) and their addresses can be found at: 

www.bfdi.bund.de/DE/Infothek/Anschriften_Links/addresses_links-node.html.

Use of Web Fonts

We use external fonts on the website, so-called Google Web Fonts. Google Fonts is a service of Google Inc. "("Google"). These web fonts are integrated by a server call, usually a Google server in the USA. This transfers to the server which of our Internet pages you have visited. The IP address of the browser of the visitor's terminal device is also stored by Google. Further information can be found in Google's privacy policy, which you can access here:

www.google.com/fonts#AboutPlace:about

www.google.com/policies/privacy

MainSky Awards

MainSky Asset Management AG was named one of Citywire's top 50 independent asset managers in Germany in September 2017.  

Telos Rating certifies the Bond Absolute Return fund with the rating of AA+ very high quality standards.  

Citywire rated Dr. Eckhard Schulte, the fund manager of the Bond Opportunities Fund, with 'A'.  

Morningstar's 5-star Bond Opportunities Fund holds the top grade in the 'Euro Diversified Bond Funds' class.