MainSky Asset Management AG
D-60323 Frankfurt am Main
Fon: +49 69 - 150 49 680-0
Fax: +49 69 - 150 49 680-29
Dr. Eckhard Schulte (CEO),
Jürgen Ganßleben (COO)
Chairman of the Supervisory Board:
Frankfurt am Main District Court
Responsible for journalistic and editorial contents (according to § 55 Abs. 2 RStV):
Dr. Eckhard Schulte
Tax number: 045 232 43306
VAT ID no.: DE22179755
MainSky Asset Management AG is a financial services institution within the meaning of §1 Para. 1a KWG and is licensed by the Federal Financial Supervisory Authority (BaFin) to provide financial services in the form of investment brokerage (§1 Para. 1a KWG). 1a Sentence 2 No. 1 KWG), investment advice (§1 Paragraph 1a Sentence 2 No. 1a KWG), acquisition brokerage (§1 Paragraph 1a Sentence 2 No. 2 KWG) and financial portfolio management (§1 Paragraph 1a Sentence 2 No. 3 KWG) and is subject to the supervision of BaFin in this respect.
Federal Financial Supervisory Authority
Graurheindorfer Str. 108, 53117 Bonn, Germany
Marie-Curie-Str. 24-28, 60439 Frankfurt am Main, Germany
MainSky Asset Management AG and/or its suppliers make no representations about the suitability of the information contained in the documents and related graphics on this server for any particular purpose. All documents and related graphics are provided "as is" and without warranty of any kind. MainSky Asset Management AG and/or its suppliers hereby disclaim all warranties and conditions with respect to this information, including all implied warranties and conditions of merchantability, fitness for a particular purpose and non-infringement. In no event will MainSky Asset Management AG and/or its suppliers be liable for any special, indirect, consequential or other damages resulting from loss of use, data or profits - whether in an action of contract, negligence or other tortious action - and arising out of or in connection with the use of information available on this server. The documents and related graphics published on this server may contain technical inaccuracies and typographical errors. Changes are made periodically to the information. MainSky Asset Management AG and/or its suppliers reserve the right to make improvements and/or changes to the products and/or programs described here at any time.
All rights not expressly granted herein are reserved.
The Ordinance on the Remuneration of Institutions contains minimum supervisory requirements for the remuneration systems of financial services institutions, which are intended to prevent harmful incentives to incur disproportionately high risks. These are therefore regulations to ensure financial market stability.
MainSky Asset Management AG is obliged to have an appropriate remuneration system. The company is thus subject to the general requirements of the Institute Remuneration Ordinance. The special requirements for the internal remuneration system according to §§ 5, 6 and 8 of the Institute Remuneration Ordinance are not applicable, as MainSky Asset Management AG is a small institution due to its size, the balance sheet total and the type of business activity.
The remuneration systems are geared to achieving the company's goals. The company's business model requires that all members of the Management Board and employees think and act in the long term in the interests of the customer and thus also in their own interest. The appropriateness of the remuneration systems is reviewed annually and adjusted if necessary. The structure of the remuneration systems is in line with the corporate strategy and target figures.
The employees of MainSky Asset Management AG receive a fixed basic remuneration in line with the market and function; in addition, some of the employees receive a target and performance-oriented variable remuneration. Guaranteed variable remuneration and contractually fixed compensation claims are not provided for in the context of employment contracts. The installed remuneration system means that employees are not significantly dependent on variable remuneration.
In addition, a sales employee hired as of January 1, 2018 receives a performance-related variable remuneration. If sales are successful, the variable component could significantly exceed the fixed component. This regulation is both customary in the industry and compatible with the business objectives of MainSky Asset Management AG. This does not constitute an incentive to take additional risks.
The Supervisory Board is responsible for the remuneration system of the Management Board. The remuneration received by the Management Board for its work at MainSky Asset Management AG is specified in the employment contract. The remuneration of the Management Board consists of a fixed remuneration and an additional annual bonus. The amount of the bonus depends on the annual result from the normal business activities of MainSky Asset Management AG. The installed remuneration system means that the members of the Management Board are not significantly dependent on variable remuneration.
In the area of control units, the remuneration system does not provide any incentives that would run counter to the monitoring function of this unit; in these areas, remuneration is predominantly fixed.
As of December 31, 2017, the staff of MainSky Asset Management AG consisted of two members of the Management Board and four permanent employees. Personnel expenses (salaries, remuneration of the Management Board and social security contributions and expenses for pensions) amounted to EUR 754,427 in the 2017 financial year, including EUR 87,896 in variable remuneration for five beneficiaries. With this 11.7% ratio of variable remuneration components, employees are not significantly dependent on variable remuneration.
We are a member of the Verband unabhängiger Vermögensverwalter Deutschland e.V. (Association of Independent Asset Managers Germany) and are obliged by its statutes to participate in dispute settlement proceedings of the VuV-Ombudsstelle.
The arbitration board of the Association of Independent Asset Managers Germany e.V. is responsible for property disputes arising from financial service contracts. (VuV) is responsible:
60596 Frankfurt am Main, Germany
Your rights under Art. 12ff. DSGVO
You should know which data we collect, process and use about you and for what purpose. This is your good right and corresponds to the requirements of the EU-DSGVO of 27.04.2016, valid from 25.05.2018, as well as the Federal Data Protection Act (BDSG-2018). Therefore we give you here an overview of the personal data stored by you as well as of the data protection organisation of MainSky Asset Management AG. This enables you to exercise your "basic right to informational self-determination".
MainSky Asset Management AG
Reuterweg 49, 60323 Frankfurt/Main, Germany
Phone: +49 69-15049680-0, Fax: +49 69-15049680-29
Data Protection Coordinator:
A data protection officer has not been appointed because the legal requirements for this have not been met.
Daniel Gomes Duarte
MainSky Asset Management AG
Reuterweg 49, 60323 Frankfurt/Main, Germany
Competent supervisory authority regarding data protection
The Hessian Commissioner for Data Protection and Freedom of Information
PO Box 3163, 65021 Wiesbaden, Germany
Gustav Stresemann ring 1, 65189 Wiesbaden, Germany
Phone: 0611-1408-0, Fax: 0611-1408-900
MainSky Asset Management AG receives personal data from clients and other business partners in the course of initiating and fulfilling contracts. As part of our management activities, we also receive data on the custodian banks you have selected. Furthermore, we process personal data from publicly accessible sources, e.g. telephone directories, Internet.
Possible Data Categories
We process your personal data in accordance with the EU-DSGVO for a specific purpose and limited to the necessary extent.
Conceivable Processing Purposes
Due to the conditions of the EU-DSGVO the processing of personal data by MainSky Asset Management AG is legal.
Accepted legal bases
The employees of MainSky Asset Management AG process the corresponding personal data to fulfill the contractual and legal obligations. This happens within the employment relationship - the data does not leave our catchment area. In addition, positions outside MainSky Asset Management AG (third parties) receive personal data on the basis of a defined legal basis. These bodies only receive the data they need for the respective task.
Possible Data Receivers
Data is only transferred to countries outside the EU or the EEA (so-called third countries) if this is necessary for the execution of your orders (e.g. payment or securities orders), if it is required by law (e.g. tax reporting obligations) or if you have given us your consent. If service providers are used in third parties, they are obliged to comply with the data protection level in Europe in addition to instructions in writing by agreeing the EU standard contract clauses.
We process (and store) your personal data in order to fulfil our contractual and legal obligations or for the purpose for which you provide us with the data. As soon as the processing purpose ceases to apply, these data are regularly deleted, unless their temporary further processing is necessary for the following purposes.
In particular, we are obliged under the provisions of money laundering law to identify you before establishing the business relationship, for example, on the basis of your identity card and to collect and record your name, place of birth, date of birth, nationality and address. In order for us to comply with this legal obligation, you must provide us with the necessary information and documents in accordance with the Money Laundering Act and notify us immediately of any changes arising in the course of the business relationship. As a financial services institution subject to the supervision of the Federal Financial Supervisory Authority, we are legally obliged to process certain data in the provision of financial services (e.g. financial portfolio management, investment advice, investment and acquisition brokerage).
As part of our business relationship, you must therefore provide the personal data required for the establishment and implementation of a business relationship and the fulfilment of the associated contractual obligations or which we are legally obliged to collect. Without these data we will usually have to refuse the conclusion of the contract or the execution of the order or we will no longer be able to execute an existing contract and may have to terminate it. If you do not provide us with the necessary information and documents, we may not establish or continue the business relationship you have requested.
In principle, we do not use fully automated decision making in accordance with Article 22 DSVO for the establishment and implementation of the business relationship. Should we use these procedures in individual cases, we will inform you separately, insofar as this is required by law.
If you send us a message by e-mail, the processing is usually required as a pre-contractual or contractual measure. Furthermore, for the purpose of contacting us, you give us your voluntary consent to the processing of your required personal data. For this purpose, a valid e-mail address is required, which serves to assign your inquiry and answer it. The information you provide will be stored for the purpose of processing your inquiry and for possible follow-up questions.
If you revoke a necessary and already given consent, we will no longer process your personal data. If you object to data processing in the public interest or on the basis of a balance of interests, we will no longer process your personal data, unless we can prove compelling reasons for processing that outweigh your interests, rights and freedoms or the processing serves to assert, exercise or defend legal claims.
If you object to the processing for direct advertising purposes, we will no longer process your personal data for these purposes.
When you view our website, general information is automatically collected by means of a cookie. This information (log files or server log files) describes the type of web browser, the operating system used, the domain name of your Internet service provider and the like. This data is collected by the Internet service that hosts our website. They are technically necessary to display the contents of the website correctly and are always collected when you are on the Internet. They are processed in particular for the following purposes:
According to the Internet host, the log file data is anonymized after 7 days and stored for a maximum of 8 weeks. Anonymous information of this kind can also be statistically evaluated by us in order to optimize our Internet presence and the technology behind it.
Due to our legitimate interest, this processing of your personal data is permitted. We do not use your data to draw conclusions about you personally. The recipients of the data are only MainSky Asset Management AG as the responsible body and the Internet host.
The tracking measures listed below and used by us are carried out on the basis of Art. 6 para. 1 sentence 1 f DSGVO (legitimate interest). With the tracking measures used, we want to ensure that our website is designed to meet requirements and is continually optimised. On the other hand, we use the tracking measures to statistically record the use of our website and to evaluate it for the purpose of optimising our offer. These interests are to be regarded as legitimate within the meaning of the aforementioned provision. The respective data processing purposes and data categories can be found in the corresponding tracking tools.
For the purpose of demand-oriented design and continuous optimization of our pages, we use Google Analytics, a web analysis service provided by Google Inc. (https://www.google.de/intl/de/about/), 1600 Amphitheatre Parkway, Mountain View, CA 94043, USA; hereinafter "Google"). In this context, pseudonymised user profiles are created and cookies (see point 1) are used. The information generated by the cookie about your use of this website such as
Further information on data protection in connection with Google Analytics can be found in the Google Analytics Help (https://support.google.com/analytics/answer/6004245?hl=en).
Our pages use functions of Google +1. 1600 Amphitheatre Parkway Mountain View, CA 94043, USA. Collection and disclosure of information: Use the Google +1 button to publish information worldwide. The Google +1 button provides you and other users with personalized content from Google and our partners. Google stores both the information that you have given +1 for a content and information about the page that you viewed when you clicked +1. Your +1 can appear in Google services, such as search results or your Google profile, or elsewhere on websites and ads, along with your profile name and photo. Google records information about your +1 activity to improve Google services for you and others. To use the Google +1 button, you need a public Google profile that is visible worldwide and must contain at least the name chosen for the profile. This name is used in all Google services. In some cases, this name may also replace another name you used when sharing content through your Google Account. The identity of your Google profile may be displayed to users who know your email address or have other identifying information about you.
This website is programmed in HTML5 and offers you the advantage of a responsive design. Using the computer language used, we have created several pages of the same content, allowing you to view our offer on different devices (desktop computer, tablet, smartphone). Cookies are not used for device width detection! Your device only transfers technical data and browser information, from which the programming derives a percentage for the display. This information is not linked and stored with personal information, but is queried anew with each visit. Your device is not recognized.
To protect the security of your data during transmission, we use state-of-the-art encryption methods (e.g. SSL) via HTTPS. This also protects the data described in point 1 of this section.
If you have consented, we will regularly send you our newsletter or comparable information to the e-mail address that you give us for this purpose. Subscribers may also be notified by e-mail of circumstances relevant to the service or registration (e.g. changes to the newsletter offer or technical circumstances).
For an effective registration we need a valid e-mail address. In order to verify that you are actually registering, we use a double opt-in procedure. For this we log the order of the newsletter, the dispatch of our confirmation mail your answer to it. We do not collect any further data. The data will be used exclusively for sending the newsletter and will not be passed on to third parties.
You can revoke your consent to receive the newsletter at any time. In each newsletter you will find a corresponding link. You can also contact us at the end of this data protection notice.
Send us a message using the contact form and give us your voluntary consent to the processing of your personal data for the purpose of contacting us. For this purpose, a valid e-mail address is required, which serves to assign your inquiry and answer it. The information you provide will be stored for the purpose of processing your inquiry and for possible follow-up questions.
We embed YouTube videos on some of our websites. YouTube, LLC, 901 Cherry Ave., San Bruno, CA 94066, USA is the operator of the corresponding plug-ins. When you visit a page with the YouTube plug-in, a connection to YouTube servers is established. YouTube is informed which pages you visit. If you are logged into your YouTube account, YouTube can associate your surfing behavior with you personally. You can prevent this by logging out of your YouTube account beforehand.
Further information on data protection at "YouTube" can be found in the provider's data protection declaration at: https://www.google.de/intl/de/policies/privacy/
Our data protection declaration should always comply with current legal requirements and reflect changes in our services, e.g. when introducing new services. The latest data protection declaration therefore applies to your next visit.
Status of the data protection declaration: May 24, 2018
If you have any questions regarding data protection regarding MainSky Asset Management AG, our data protection coordinator can help you:
MainSky Asset Management AG
Data Protection Coordinator
60323 Frankfurt am Main, Germany
Tel: 069-15049680-0, Fax -29
The competent supervisory authority depends on your state of residence, your work or a suspected data protection violation. A list of supervisory authorities (for the non-public sector) and their addresses can be found at:
MainSky Asset Management AG was named one of Citywire's top 50 independent asset managers in Germany in September 2017.
Telos Rating certifies the Bond Absolute Return fund with the rating of AA+ very high quality standards.
Citywire rated Dr. Eckhard Schulte, the fund manager of the Bond Opportunities Fund, with 'A'.
Morningstar's 5-star Bond Opportunities Fund holds the top grade in the 'Euro Diversified Bond Funds' class.